Compliance - TxB Compliance - Senior Analyst - Bengaluru
Goldman Sachs
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Bengaluru, Karnataka, India
Posted on Apr 3, 2025
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
YOUR IMPACT
You will work as part of the Transaction Banking Compliance team (“TxB Compliance”) which primarily supports the firm’s Transaction Banking (“TxB”) business and its personnel with compliance related matters. TxB at Goldman Sachs is a tech-forward banking platform and service provided to Corporates to assist them in managing their liquidity needs and processing electronic domestic and cross-border payments.
The TxB Compliance team works to protect our clients, financial markets, and the firm by helping to ensure that TxB’s liquidity management and payments product offerings, as well as, any new business activities meet US, UK, and EU requirements, as set out in our compliance management system and applicable regulations.
The role will be based in Bengaluru, India with global coverage, and you will closely collaborate with other TxB Compliance team members across the globe, notably, in London, Amsterdam, New York, and Dallas.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Provide advice and compliance oversight to TxB personnel including assessing regulatory and reputational risks, and significant business changes affecting the firm
- Assist in the development and implementation of policies, procedures and best practice standards for Transaction Banking
- Create new and enhance existing monitoring, testing, and controls to mitigate risk and adapt these in response to (anticipated) regulatory changes
- Assist in the design and delivery of live and online training intended to educate TxB personnel on compliance and regulatory requirements
- Engage with various internal teams such as Legal, Internal Audit, Treasury, Operations, Engineering, and Conflicts Resolution Group as well as external advisors, clients and counterparties to address various legal, compliance, regulatory and reputational issues
- Assist in the execution of compliance risk assessments and leverage technology to facilitate monitoring and reporting of compliance risks
- Coordinate with internal stakeholders to prepare and deliver compliance related management information for supervisory purposes, as well as for use in Board, regulator and governance communications
- Assist TxB in responding to regulatory inquiries and investigations, as well as requests from the firm’s auditors
- Review and approve marketing / solicitation materials
- Assist with TxB’s response to client complaints
PREFERRED QUALIFICATIONS
- Bachelor’s degree or equivalent
- 3+ years of work experience in compliance, law, risk management or operations, preferably in payments, deposits, corporate cash management, transaction banking, and/or treasury services
- Excellent written and verbal communication skills
- Strong intellectual curiosity and interest in payments and corporate cash management
- Ability to interface daily and build relationships with a range of senior colleagues and peers
- Strong project management, analytical, and functional skills
- Ability to prioritize multiple tasks and meet deadlines with attention to detail and outstanding execution
- A proactive team player, who enjoys working collaboratively to find solutions, but is also capable of overseeing projects independently and driving them to completion
- Highly motivated, reliable, and accountable
- Strong investigative and problem-solving skills with the ability to exercise sound and balanced judgment and challenge when needed
- MS Office proficiency: advanced knowledge of PowerPoint and Excel is preferred
Possess effective interpersonal and communication skills
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
This job is no longer accepting applications
See open jobs at Goldman Sachs.See open jobs similar to "Compliance - TxB Compliance - Senior Analyst - Bengaluru" AnitaB.org.